Mandatory disclosures required on all 'Investment Adviser' websites.
Firm Name: AK RAO ADVISORY | RIA No: INA000000000 | Reg. Type: Individual | Validity: Perpetual
Reg. address: Bangalore, Karnataka | Phone: +91 98801 01106
Registration granted by SEBI, membership of BASL, and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Investments in the securities market are subject to market risks. Read all the related documents carefully before investing.
SEBI mandates all RIAs to display the status of complaints on the website. In case of grievances, investors can first contact the intermediary at ashok@akraoadvisory.com.
| S.No. | Month | Carried forward from prev. month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | Jan 2026 | 0 | 0 | 0 | 0 |
| 2 | Feb 2026 | 0 | 0 | 0 | 0 |
| 3 | Mar 2026 | 0 | 0 | 0 | 0 |
| S.No. | Year | Carried forward | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | 2023-24 | 0 | 0 | 0 | 0 |
| 2 | 2024-25 | 0 | 0 | 0 | 0 |
| 3 | 2025-26 | 0 | 0 | 0 | 0 |
| Details of | Contact Person | Address | Contact No. | Email Id |
|---|---|---|---|---|
| Customer Care / Principal Officer | Ashok K Rao | Bangalore, Karnataka | +91 98801 01106 | ashok@akraoadvisory.com |
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013:
| S.No. | Financial year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1 | FY 2023-24 | Conducted | n/a |
| 2 | FY 2024-25 | Conducted | n/a |