SEBI Disclosures
Mandatory disclosures required under SEBI (Investment Advisers) Regulations.
SEBI Registration Details
J.P. Nagar 7th Phase,
Bangalore - 560078
Associated SEBI Regional Office
2nd Floor, Jeevan Mangal Building,
No.4, Residency Road,
Bengaluru – 560025, Karnataka
Tel. Board: +91-080-22222262 / 22222264 / 22222283
Email: bangalore-lo@sebi.gov.in
Registration granted by SEBI, membership of BSE, and certification from NISM does in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Investments in the securities market are subject to market risks. Read all the related documents carefully before investing.
Complaint Status Summary
| S.No. | Received from | Pending as of last month | Received | Resolved* | Total pending# | Pending >3 months | Avg. resolution time^ |
|---|---|---|---|---|---|---|---|
| 1 | Directly from investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI - SCORES | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other sources | 0 | 0 | 0 | 0 | 0 | 0 |
Trend of Monthly Disposal of Complaints
| S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | Apr 2026 | 0 | 0 | 0 | 0 |
| 2 | May 2026 | - | - | - | - |
| 3 | Jun 2026 | - | - | - | - |
| 4 | Jul 2026 | - | - | - | - |
| 5 | Aug 2026 | - | - | - | - |
| 6 | Sep 2026 | - | - | - | - |
| 7 | Oct 2026 | - | - | - | - |
| 8 | Nov 2026 | - | - | - | - |
| 9 | Dec 2026 | - | - | - | - |
Trend of Annual Disposal of Complaints
| S.No. | Year | Carried fwd. from prev. year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | 2025-26 | 0 | 0 | 0 | 0 |
| 2 | 2026-27 | 0 | 0 | 0 | 0 |
Grievance Redressal / Escalation Matrix
| Designation | Contact Person | Physical Address | Contact No. | Email ID | Working Hours |
|---|---|---|---|---|---|
| Customer Care | Ashok Krishnarao |
B4-901, Elita Promenade Apartments, J.P. Nagar 7th Phase, Bangalore - 560078 |
9686552032 | ashok@akraoadvisory.com | 9am to 6pm, except Sundays & public holidays |
| Head of Customer Care | Ashok Krishnarao | Same as above | 9686552032 | ashok@akraoadvisory.com | Same as above |
| Compliance Officer | Ashok Krishnarao | Same as above | 9686552032 | ashok@akraoadvisory.com | Same as above |
| CEO | Ashok Krishnarao | Same as above | 9686552032 | ashok@akraoadvisory.com | Same as above |
| Principal Officer | Ashok Krishnarao | Same as above | 9686552032 | ashok@akraoadvisory.com | Same as above |
Compliance Audit Status
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:
| S.No. | Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1 | FY 2024-25 | n/a | n/a |
| 2 | FY 2025-26 | n/a | n/a |
Investor Awareness Resources
To aid the general public with informative material and tools related to personal finance and investments, SEBI provides an Investor information website:
SEBI has also made available the SEBI Saarathi App on the Google Play and Apple App Stores.
SEBI Investor Charter
View the official SEBI Investor Charter for Investment Advisers.